This report is divided into 2 sections – the first covering the company itself with topics such as: company history, corporate governance, legal structure, staff information including key personnel, administration & IT operations, business continuity/disaster recovery systems, money laundering, compliance/regulation, risk management etc.
The second section drills down into the Pension/SIPP functionality investigating the pension services available such as FAD, UFPLS etc., as well as including those specific to a SIPP such as commercial property, what investments options are permitted, the ancillary benefits available, the linkage to third party tools and services, as well as the support/facilities available to the adviser, then finally the important part – the fees, charges and costs.
Overall this report should enable you to make an informed decision on whether this is an appropriately run business to expose your clients to.
Fee: £485 Timescale: 5-10 Days