Paraplanning our way

Fixed cost. Flexible. High quality.

Start with the type of report you require; your 'Base Report', then pick any additional services you need. It's that easy.  

 

Base Reports

Non Transfer Suitability ReportBack to top

Non Transfer Suitability Report

Suitability letter for COBs 9.4 compliance including:

• Debrief and review between the Paraplanner and the Adviser
• Summary of client’s objectives
• Recommendations for any advice that does not need any transfer analysis
• Based on one new policy being recommended. Additional policies for recommendation can be included at a charge of £50 each
• Based on one type of new plan (either ISA, PP, SIPP, VCT, protection etc) being recommended. Additional plan type recommendations can be added at a cost of £125 each

Fee:  £208Timescale:  8 working days

Transfer Suitability ReportBack to top

Transfer Suitability Report

Planning reports including suitability requirements for COBs 9.4 compliance, including:

• Debrief and review between the Paraplanner and the Adviser
• Summary of client’s objectives
• Action to achieve their objectives
• Risks in the action and how these are relevant to the client
• Analysis of existing arrangements and whether to retain policies or not
• Based on one policy being transferred. Additional policies for transfer can be included at a charge of £50 each
• Based on one type of plan being transferred. Additional plan type recommendations can be added at a cost of £125 per type

Fee:  £346Timescale:  10 working days

Client Review ReportBack to top

Client Review Report

Annual review documents that prove how the advisers deliver the service you are charging your clients for, including:

• Debrief and review between the Paraplanner and the Adviser
• Summary of client’s objectives
• Summary of progress towards objectives
• Analysis of existing arrangements


Fee:  £208Timescale:  10 working days

Bed & ISA / Rebalance / Retirement Options LetterBack to top

Bed & ISA / Rebalance / Retirement Options Letter

Suitability report to complete the process of moving funds from client’s investment account to their ISA or rebalance an existing portfolio to adviser instructions.

Fee:  £60Timescale:  8 working days

Additional Services

Portfolio AnalysisBack to top

Portfolio Analysis

Analysis of a client’s existing portfolio compared to your recommendations. This will include output of:

• Performance
• Asset allocation
• Volatility
• Stock overlap

Fee:  £120Timescale:  5 working days

TVC CalculationBack to top

TVC Calculation

• Debrief and review between the Paraplanner and the Adviser
• Completion of TVC

Fee:  £130Timescale:  5 working days

TVC Calculation - Including Data HarvestBack to top

TVC Calculation - Including Data Harvest

• Debrief and review between Paraplanner and the Adviser
• Liaison with the Scheme Administrators to obtain all necessary data for review of existing scheme
• Completion of TVC

Fee:  £210Timescale:  8 working days (scheme administrator dependent)

Pension Switch AnalysisBack to top

Pension Switch Analysis

• Comparison of existing personal pensions with proposed plan

Fee:  £43Timescale:  8 working days

Timebank CashflowBack to top

Timebank Cashflow

• Calculation of a client’s objectives, using The Timebank’s preferred system

Fee:  £122Timescale:  5 working days

Product FilteringBack to top

Product Filtering

Research to select a product based on adviser’s requirements, to include:

• Debrief and review between the Paraplanner and the Adviser
• Sift on Defaqto Engage
• Shortlist for presentation to the adviser

Fee:  £60Timescale:  5 working days

Fund FilteringBack to top

Fund Filtering

Research to select funds based on adviser’s requirements, to include:

• Debrief and review between the Paraplanner and the Adviser
• Sift on Financial Express Analytics
• Shortlist for presentation to the adviser

Fee:  £60Timescale:  5 working days

IllustrationsBack to top

Illustrations

Comparative and product specific illustrations, including:

• Product shortlisting through Exchange for protection options
• Product specific illustrations direct from provider

Fee:  £36 per setTimescale:  5 working days

Replacement Contract FormBack to top

Replacement Contract Form

• Completion of Compliance Replacement Contract Form

Fee:  £43 per productTimescale:  5 working days

Process Letter of AuthorityBack to top

Process Letter of Authority

Delivery and tracking of authority instructions including:

• Confirming policy administration centre
• Issuing LOAs to providers
• Following up progress of LOA registration

Fee:  £18 per planTimescale:  10 working days (provider dependent)

Data HarvestBack to top

Data Harvest

Providing policy information and presented in a usable format to help advisers evaluate specific issues including:

• Investment profile
• Investment options
• Policy restrictions or opportunities
• Full charge breakdown
• Establishing presence or absence of safeguarded benefits and any other policy or fund specific guarantees
• And so on

Fee:  £30 per planTimescale:  10 working days (provider dependent)

Report AmendmentsBack to top

Report Amendments

• Making amendments to report following production due to change of advice / product / missing information not supplied at submission

Fee:  from £90Timescale:  5 working days